6533b82dfe1ef96bd1290d83
RESEARCH PRODUCT
The notion of reverse solicitation within the realm of financial services
Niklāvs Ziedssubject
:LAW/JURISPRUDENCE::Other law::European law [Research Subject Categories]:LAW/JURISPRUDENCE::Financial law [Research Subject Categories]description
The objective of this thesis is to analyse the scope and current restrictions of the reverse solicitation regime vis-à-vis European financial services law. Given the reliance on ambiguous terminology, ill-defined concepts and inconsistencies throughout MiFID II, the analysis throughout the work concludes that the concept of reverse solicitation in its current form cannot be reliably utilised by third-country financial service providers due to numerous inadvertent non-compliance risks. The study concludes that the current reverse solicitation regime needs to be heavily revised to allow for a sufficient degree of legal certainty.
| year | journal | country | edition | language |
|---|---|---|---|---|
| 2019-01-01 |