Search results for "trading"

showing 10 items of 119 documents

Another Look at Value and Momentum: Volatility Spillovers

2017

This paper examines volatility interdependencies between value and momentum returns. Using U.S. data over the period 1926-2015, we document persistent periods of low and high volatility spillovers between value and momentum strategies. Moreover, we find that the intensity of the volatility spillovers may change substantially in very short periods of time and that these shifts in spillover intensity can be linked to prominent economic events and financial market turmoil. Our results further demonstrate that value returns increase and momentum returns decrease monotonically with increasing volatility spillovers between the two strategies. Given this linkage between spillover intensity and ret…

Spillover effectFinancial economicsVolatility swapForward volatilityVolatility smileEconometricsEconomicsTrading strategyImplied volatilityVolatility (finance)Volatility risk premiumSSRN Electronic Journal
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High-frequency trading and networked markets

2021

Financial markets have undergone a deep reorganization during the last 20 y. A mixture of technological innovation and regulatory constraints has promoted the diffusion of market fragmentation and high-frequency trading. The new stock market has changed the traditional ecology of market participants and market professionals, and financial markets have evolved into complex sociotechnical institutions characterized by a great heterogeneity in the time scales of market members’ interactions that cover more than eight orders of magnitude. We analyze three different datasets for two highly studied market venues recorded in 2004 to 2006, 2010 to 2011, and 2018. Using methods of complex network th…

Statistically validated networks050208 financeMultidisciplinarySociotechnical systemFinancial markets05 social sciencesFinancial marketEvolutionary Models of Financial Markets Special FeatureComplex networksMonetary economicsComplex networkSettore FIS/07 - Fisica Applicata(Beni Culturali Ambientali Biol.e Medicin)Market liquidity0502 economics and businessPortfolioStock marketBusiness050207 economicsHigh-frequency tradingHigh-frequency tradingStock (geology)Proceedings of the National Academy of Sciences
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Modeling the coupled return-spread high frequency dynamics of large tick assets

2015

Large tick assets, i.e. assets where one tick movement is a significant fraction of the price and bid-ask spread is almost always equal to one tick, display a dynamics in which price changes and spread are strongly coupled. We introduce a Markov-switching modeling approach for price change, where the latent Markov process is the transition between spreads. We then use a finite Markov mixture of logit regressions on past squared returns to describe the dependence of the probability of price changes. The model can thus be seen as a Double Chain Markov Model. We show that the model describes the shape of return distribution at different time aggregations, volatility clustering, and the anomalo…

Statistics and ProbabilityComputer Science::Computer Science and Game TheoryVolatility clusteringQuantitative Finance - Trading and Market MicrostructureMarkov chainLogitMarkov processStatistical and Nonlinear PhysicsMarkov modelmodels of financial markets nonlinear dynamics stochastic processesTrading and Market Microstructure (q-fin.TR)FOS: Economics and businesssymbols.namesakesymbolsEconometricsKurtosisFraction (mathematics)Almost surelyStatistics Probability and Uncertainty60J20Mathematics
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Trading leads to scale-free self-organization

2009

Financial markets display scale-free behavior in many different aspects. The power-law behavior of part of the distribution of individual wealth has been recognized by Pareto as early as the nineteenth century. Heavy-tailed and scale-free behavior of the distribution of returns of different financial assets have been confirmed in a series of works. The existence of a Pareto-like distribution of the wealth of market participants has been connected with the scale-free distribution of trading volumes and price-returns. The origin of the Pareto-like wealth distribution, however, remained obscure. Here we show that it is the process of trading itself that under two mild assumptions spontaneously…

Statistics and ProbabilityFactor marketPhysics - Physics and SocietyQuantitative Finance - Trading and Market MicrostructureStatistical Finance (q-fin.ST)Market rateFinancial economicsFinancial marketQuantitative Finance - Statistical FinanceFOS: Physical sciencesPhysics and Society (physics.soc-ph)Market microstructureCondensed Matter Physicscomputer.software_genreDomestic marketTrading and Market Microstructure (q-fin.TR)FOS: Economics and businessOrder (exchange)EconomicsNational wealthAlgorithmic tradingcomputer
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Calibration of optimal execution of financial transactions in the presence of transient market impact

2012

Trading large volumes of a financial asset in order driven markets requires the use of algorithmic execution dividing the volume in many transactions in order to minimize costs due to market impact. A proper design of an optimal execution strategy strongly depends on a careful modeling of market impact, i.e. how the price reacts to trades. In this paper we consider a recently introduced market impact model (Bouchaud et al., 2004), which has the property of describing both the volume and the temporal dependence of price change due to trading. We show how this model can be used to describe price impact also in aggregated trade time or in real time. We then solve analytically and calibrate wit…

Statistics and ProbabilityMathematical optimizationQuantitative Finance - Trading and Market MicrostructureStatistical Finance (q-fin.ST)Financial market Econophysics stochastic processesFinancial assetComputer scienceVolume (computing)Efficient frontierQuantitative Finance - Statistical FinanceStatistical and Nonlinear PhysicsRisk neutralTrading and Market Microstructure (q-fin.TR)FOS: Economics and businessOrder (exchange)Financial transactionfinancial instruments and regulation models of financial markets risk measure and managementTransient (computer programming)Statistics Probability and UncertaintyMarket impact
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The adaptive nature of liquidity taking in limit order books

2014

In financial markets, the order flow, defined as the process assuming value one for buy market orders and minus one for sell market orders, displays a very slowly decaying autocorrelation function. Since orders impact prices, reconciling the persistence of the order flow with market efficiency is a subtle issue. A possible solution is provided by asymmetric liquidity, which states that the impact of a buy or sell order is inversely related to the probability of its occurrence. We empirically find that when the order flow predictability increases in one direction, the liquidity in the opposite side decreases, but the probability that a trade moves the price decreases significantly. While the…

Statistics and ProbabilityQuantitative Finance - Trading and Market MicrostructureStatistical Finance (q-fin.ST)Limit order book econophysics market efficiencyfinancial instruments and regulationAutocorrelationFinancial marketQuantitative Finance - Statistical FinanceStatistical and Nonlinear PhysicsProbability and statisticsTrading and Market Microstructure (q-fin.TR)Market liquidityFOS: Economics and businessFlow (mathematics)Order (exchange)risk measure and managementOrder bookEconomicsEconometricsmodels of financial marketStatistics Probability and UncertaintyPredictabilityStatistical and Nonlinear Physic
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Open and Closed Positions and Stock Index Futures Volatility

2011

In this paper we analyze the relationship between volatility in index futures markets and the number of open and closed positions. We observe that, although in general both positions are positively correlated with contemporaneous volatility, in the case of S&P 500, only the number of open positions has influence over the volatility. Additionally, we observe a stronger positive relationship on days characterized by extreme movements of these contracting movements dominating the market. Finally, our findings suggest that day-traders are not associated to an increment of volatility, whereas uninformed traders, both opening and closing their positions, have to do with it.

Stock index futuresMonetary economicsOpen interestTrading volumeImplied volatilityVolatility risk premiumVolatilityVolatility swapmental disordersForward volatilityVolatility smileEconomicsVolatility (finance)Futures contractpsychological phenomena and processesSSRN Electronic Journal
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Market efficiency and the long-memory of supply and demand: is price impact variable and permanent or fixed and temporary?

2016

In this comment we discuss the problem of reconciling the linear efficiency of price returns with the long-memory of supply and demand. We present new evidence that shows that efficiency is maintained by a liquidity imbalance that co-moves with the imbalance of buyer vs. seller initiated transactions. For example, during a period where there is an excess of buyer initiated transactions, there is also more liquidity for buy orders than sell orders, so that buy orders generate smaller and less frequent price responses than sell orders. At the moment a buy order is placed the transaction sign imbalance tends to dominate, generating a price impact. However, the liquidity imbalance rapidly incre…

SupplyPhysics - Physics and SocietyQuantitative Finance - Trading and Market MicrostructureSupply shockMarket demand scheduleMarket clearingCommerceFOS: Physical sciencesPhysics and Society (physics.soc-ph)Trading and Market Microstructure (q-fin.TR)Excess supplySupply and demandFOS: Economics and businessMicroeconomicsExecutionDemand curveEconomicsoptimal liquidationGeneral Economics Econometrics and FinanceFinanceAggregate demand
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Local Expected Shortfall-Hedging

2001

This paper proposes a self-financing trading strategy that minimizes the expected shortfall locally when hedging a European contingent claim. A positive shortfall occurs if the hedger is not willing to follow a perfect hedging or a superhedging strategy. In contrast to the classical variance criterion, the expected shortfall criterion depends only on undesirable outcomes where the terminal value of the written option exceeds the terminal value of the hedge portfolio. Searching a strategy which minimizes the expected shortfall is equivalent to the iterative solution of linear programs whose number increases exponentially with respect to the number of trading dates. Therefore, we partition th…

Terminal valueExpected shortfallActuarial scienceImplementation shortfallEconometricsVariance CriterionEconomicsContrast (statistics)PortfolioTrading strategyHedge (finance)SSRN Electronic Journal
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Identification of Clusters of Investors from Their Real Trading Activity in a Financial Market

2011

We use statistically validated networks, a recently introduced method to validate links in a bipartite system, to identify clusters of investors trading in a financial market. Specifically, we investigate a special database allowing to track the trading activity of individual investors of the stock Nokia. We find that many statistically detected clusters of investors show a very high degree of synchronization in the time when they decide to trade and in the trading action taken. We investigate the composition of these clusters and we find that several of them show an over-expression of specific categories of investors.

Third marketBipartite systemFinancial marketEconometricsFinancial systemMarket microstructureBusinessSecondary marketAlgorithmic tradingcomputer.software_genrecomputerStock (geology)SSRN Electronic Journal
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